Which of the following statements regarding market, credit, and operational risk is correct?

A. People risk relates to the risk associated with incompetence and lack of suitable training of internal employees and/or external individuals.

B. Between two counterparties, presettlement risk is always higher than settlement risk.

C. Options are examples of financial instruments with non-directional risks.

D. Funding liquidity risk results from a large position size forcing transactions to influence the price of securities.

 

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金融风险管理师

Jack is evaluating the existing risk management system of ABC Asset Management. She is asked to match the following events to the corresponding type of risk. Identify each numbered event as a market risk, credit risk, operational risk, or legal risk event.

2021-1-25 17:20:17

金融风险管理师

Tom is evaluating the existing risk management system of RR Asset Management and identified the following two risks.

2021-1-25 17:49:18

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